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RIA Compliance Concepts

+1 (833) 742-2246
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2407 S Bagdad Rd
Leander, TX 78641
+1 (833) 742-2246
https://www.riacc.io
Ivan Barretto Founder and Managing Partner I was introduced to RIA regulatory compliance when I accepted a position as a Financial Examiner with the Texas State Securities Board Inspection and Compliance Division in 2006. During my tenure at the Texas State Securities Board, I conducted routine a...

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