The Securities Division is a division of the New Mexico Regulation and Licensing Department, responsible for regulating and overseeing the securities industry in the state. They ensure compliance with securities laws, protect investors, and promote fair and transparent markets.
The division handles licensing and registration of industry professionals, investigates complaints and enforcement actions, and provides resources and education to investors. With a dedicated team of professionals, they strive to maintain the integrity of the securities market and safeguard the interests of investors in New Mexico.
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