Investor Connects, 180 N La Salle St, Chicago, IL 60601, US

Simon Compliance is a boutique securities compliance firm based in Chicago, IL. Founded in 2010 by Lindsey Simon, a former SEC enforcement attorney, the company specializes in creating customized compliance programs for private equity funds, real estate funds, hedge funds, venture capital funds, and investment advisory firms. With a team of experienced professionals who understand the legal and financial aspects of compliance, Simon Compliance offers personalized attention, tailored services, and practical market perspectives to help businesses meet their compliance needs. Simon Compliance sets the foundation for compliance by providing services such as registration with the SEC, policy and procedure creation or revision, regulatory filing assistance, annual reviews, forensic testing program creation, compliance training, and more. The company focuses on keeping businesses on schedule and continuously monitoring their compliance programs, allowing clients to concentrate on their core operations. With a strong emphasis on understanding each client's unique business requirements, Simon Compliance ensures that trust and confidence are maintained with investors through a strong culture of compliance.Generated from the website

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