Second Street Securities, Inc., established in 1997, is a broker dealer registered with the Securities and Exchange Commission, and a member of the FINRA and SIPC. Originally providing independent research and brokerage services to Institutional Investors, Hedge Funds, and Registered Investment Advisors, the firm now serves as a captive broker-dealer of Advent Software, focusing on enabling Advent users to connect their solutions to the broker dealer of their choice.
The company has developed a comprehensive Business Continuity Plan to swiftly recover and resume operations in the event of significant disruptions, ensuring the safeguarding of employees and property, financial and operational assessments, and uninterrupted customer transactions. With a commitment to transparency, Second Street Securities encourages inquiries about their business continuity planning and provides access to regulatory information through the Public Disclosure Program.
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