Based in Encino, Calif., InvestmentCare Consulting Group is a provider of broker/dealer consulting, investor education and protection needs. The company assists in accessing information in the areas of securities compliance, regulatory guidelines, solicitation/disclosure requirements, investor education and protection. It focuses on securities consulting and compliance research to include NASD/SEC/MSRB/PCX/AMEX/PHX/CBOE/NYSE rule citations, supervisory procedures and audit reviews. The company also offers individual investor services, which focus on investor education and awareness of investment guidelines and broker/dealer requirements.
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