The Arkansas Securities Department is a regulatory agency that oversees the securities and financial industries in Arkansas, ensuring consumer protection and educating investors. Established in 1959, the department is responsible for regulating various financial services, products, and professionals, including the securities industry, non-depository mortgage lending industry, money services industry, state-chartered credit union industry, and state-chartered savings and loan industry.
With a mission to promote efficient functioning of the securities and financial markets, the Arkansas Securities Department aims to protect the financial well-being of Arkansas citizens through effective consumer protection and education. The department operates independently and is funded through filing fees and administrative fines assessed under the Securities Act.
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